Awarded Bachelor of Arts Degree in Economics
UNIVERSITY OF RHODE ISLAND, Kingston, Rhode Island, 1987
FINRA Series 6
Life and Health Certification
Notary Public, State of New York
Garden City Public Schools 10/18-Present
Assist the assigned teacher as requested in all areas of the daily classroom routine
Assist the children as requested by the teacher; maintain health and safety of the classroom environment by performing assigned tasks.
Prepare classroom materials as requested by teacher.
JP Morgan Chase Bank, Kings Park, NY
Relationship Banker, Manager On duty 09/09-08/18
Small Business Specialist
Establish new and maintain existing relationships with small businesses and high net worth individuals within the community.
Maintain communication with potential clients to provide information concerning available account options and banking services contributing to increased business; promote sales culture within the branch including cross-selling of bank products and services to existing clients.
Critically analyze all associated problems while demonstrating creative thinking in solving the problems through until completion or resolution while maintaining client confidence
Equities Trader, Independent 5/07-09/09
Trade equities, options and futures; perform market research and risk analysis
Established communication & channel development with individuals seeking investment brokers and or finance products.
Performed account reconciliations and ensured compliance with all established figures.
Maintained an impeccable record of compliance by keeping abreast ongoing changes in regulatory requirements.
JOHN HANCOCK FINANCIAL NETWORK, Melville, NY
Financial Services Representative 4/06-5/07
Utilized effective wealth management techniques for high net-worth clientele.
Provided financial needs analysis for small businesses and implemented plans for success.
Captured all date’s in system after analyzing historical & current financial reports.
Worked effectively on different projects and analyzed financial report of different platforms.
ANCHOR FINANCIAL SERVICES, Great Neck, NY
Financial Services Representative 8/05-3/06
Provided investment, retirement, and tax savings advice to individuals and small businesses.
Maintained collaboration with clients to identify and resolve financial service issues.
Established and maintained productive relationships with clients.
Utilized advanced communication skills to facilitate flow of information.
FIRST NEW YORK SECURITIES LLC, San Francisco, CA
Equities Trader 5/03 – 5/04
Successfully managed risk using firm capital trading NYSE and OTC listed equities.
Conducted risk based process review / audit on equity trade and finalizing the reports basis observations.
Predicted future estimation based on past financial reports.
BANC OF AMERICA SECURITIES LLC, San Francisco, CA
Listed Equity Block Trader, Market Maker, Principal 12/00 – 4/03
Domestic food, beverage, tobacco, supermarket, drug retailers and consumer products equities trader
Performed as institutional market maker for these issues and ensured quality se...
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