EXPERIENCE
Morgan Stanley, New York, NY - Operational Risk Temp
May 2023 - July 2023
- Assess RCSA with stakeholders and input data changes on central risk system
- Data entry and record steward of risk related projects during corporate merger
- Examine and review risk framework adherence to US regulatory standards
DNB ASA, New York, USA - Compliance Risk Temp
August 2022 - November 2022
- Provide independent testing and written reports of control suite efficacy
- Plan and create presentation decks for compliance trainings
- Research US regulatory requirements applicable to DNB, ESG focus
Nomura Securities, New York, USA - Ops Risk Associate
July 2021 - May 2022
- Shepherd the enterprise risk framework implementation and uptake to stakeholders
- Review and maintain RCSA and control testing processes
- Report incidents, assess and create remediation plans to reduce occurrence or impact
Bank of China, New York, USA - QCU Risk Associate
November 2015 - July 2021
- Review, maintain and report on risk functions; RCSA / KRIs / SOX testing / incidents
- Ensure the regulatory compliance...
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